|
On December 3, 2007, Deutsche Bank notified Sulzer of the following holding as at November 27, 2007:
| |
Amount
shares/rights |
|
Amount
voting rights |
Percentage
voting rights |
Shares |
|
|
Voting rights |
|
139 267 |
|
139 267 |
3.828% |
Derivatives with actual delivery1 |
|
|
Voting rights conferred |
| Long call options |
24 290 021 |
|
687 849 |
18.907% |
| Short put options |
15 |
|
150 |
0.004% |
Derivatives without actual delivery2 |
|
|
Voting rights which would be conferred3 |
| Long call options |
17 |
|
170 |
0.005% |
| Short put options |
600 000 |
|
600 000 |
16.492% |
Cumulative |
|
|
39.236% |
Remarks:
1 Conversion, share acquisition, and share sales rights, which provide for or allow actual delivery
2 Conversion, share acquisition, and share sales rights, which do not allow actual delivery
3 Voting rights which would be conferred in case of actual delivery
The following companies are reported to form a group together with Deutsche Bank AG Frankfurt, Theodor-Heuss-Allee 70, 60486 Frankfurt am Main, Germany:
- Taunus Corporation, 1209 Orange Street, Wilmington, DE 19801, USA
- DB U.S. Financial Markets Holding Corporation, 1209 Orange Street, Wilmington, DE 19801, USA
- Deutsche Bank Securities Inc., 60 Wall Street, New York, NY 10005-2858, USA
- Deutsche Asset Management (Japan) Limited, Nagata-cho, Chiyoda-ku, Sanno Park Tower 2-11-1, Tokyo, Japan
- Deutsche Asset Management Investmentgesellschaft mbH, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Deutschland
- DWS Investment GmbH, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Deutschland
- DWS Investments Schweiz, Uraniastrasse 9, 8023 Zürich, Schweiz
- Deutsche Bank Trust Company Americas, 60 Wall Street, New York, NY 10005-2858, USA
- Tilney Investment Management, Royal Liver Building, Pier Head, Merseyside, Liverpool, L3 1NY, UK
|