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On October 30, 2007, Deutsche Bank notified Sulzer of the following holding as at October 23, 2007:
| |
Amount
shares/rights |
|
Amount
voting rights |
Percentage
voting rights |
|
Shares
|
|
|
Voting rights |
|
30 398 |
|
30 398 |
0.836% |
|
Derivatives with actual delivery1
|
|
|
Voting rights conferred |
| Call options |
24 293 954 |
|
691 782 |
19.015% |
| |
|
|
|
|
| |
|
|
Voting rights
which would be conferred3 |
|
| Derivatives without actual delivery2 |
|
|
|
|
| Short put options |
600 000 |
|
600 000 |
16.492% |
Cumulative |
|
|
36.343% |
Remarks:
1 Conversion, share acquisition, and share sales rights, which provide for or allow actual delivery
2 Conversion, share acquisition, and share sales rights, which do not allow actual delivery
3 Voting rights which would be conferred in case of actual delivery
The following companies are reported to form a group together with Deutsche Bank AG Frankfurt, Taunusanlage 12, 60325 Frankfurt am Main, Germany:
• Deutsche Bank AG, London Branch, Winchester House, 1 Great Winchester Street, EC2N 2DB London, UK;
• Deutsche Bank AG, Zurich Branch, Uraniastrasse 9, 8023 Zurich, Switzerland;
• Deutsche Bank Trust Company Americas, 60 Wall Street, New York, NY 10005-2858, USA;
• Deutsche Asset Management Investmentgesellschaft mbH, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Germany;
• Deutsche Asset Management (Japan) Limited, Nagata-cho, Chiyoda-ku, Sanno Park Tower 2-11-1, Tokyo, Japan;
• DWS Investment GmbH, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Germany;
• Deutsche Bank AG, Singapore Branch, DBS Building Tower Two, 6 Shenton Way 15-08, Singapore 068809;
• Deutsche Bank International Limited—Global Custody, Jersey, St. Paul’s Gate, New Street, GBJ-St. Helier, JE4 8ZB, Jersey,
UK;
• Deutsche Vermögensbildungsgesellschaft mit beschränkter Haftung, Mainzer Landstr. 178–190, 60327 Frankfurt am Main,
Germany;
• DWS Investments Schweiz, Uraniastrasse 9, 8023 Zurich, Switzerland;
• Tilney Group Limited, Royal Liver Building, Pier Head, Liverpool L3 1NY, UK;
• Deutsche Bank Securities Inc., 60 Wall Street, New York, NY 10005-2858, USA;
• Deutsche Bank National Trust Company, 60 Wall Street, New York, NY 10005-2858, USA.
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