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| Notification of stockholding interest |
| Deutsche Bank Holds 3.5% in Shares |
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| In compliance with the federal law and the revised ordinance on stock exchanges and stock brokerage (Bundesgesetz und Verordnung über die Börsen und den Effektenhandel), Deutsche Bank notified Sulzer on July 5, 2007, of the following holding as at July 1, 2007: | |
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|
Amount
shares/rights |
|
Amount
voting rights |
Percentage
voting rights |
|
Shares |
|
|
Voting rights |
|
|
127,791 |
|
127,791 |
3.513% |
|
Derivatives with actual delivery1 |
|
|
Voting rights conferred |
|
Call options |
34,159,115 |
|
742,099 |
20.398% |
|
Derivatives without actual delivery2 |
|
|
Voting rights
which would be conferred3 |
|
Call options |
20,000 |
|
52 |
0.001% |
|
Short put options |
600,000 |
|
600,000 |
16.493% |
|
Total |
|
|
40.405% |
1 Conversion, share acquisition, and share sales rights, which provide for or allow actual delivery
2 Conversion, share acquisition, and share sales rights, which do not allow actual delivery
3 Voting rights which would be conferred in case of actual delivery
The following companies are reported to form a group together with Deutsche Bank AG Frankfurt, Taunusanlage 12, 60325 Frankfurt am Main, Germany:
- Deutsche Bank AG, London Branch, Winchester House, 1 Great Winchester Street, EC2N 2DB London, UK;
- Deutsche Bank AG, Zweigniederlassung Zürich, Uraniastrasse 9, 8023 Zurich, Switzerland;
- Deutsche Bank Trust Company Americas, 60 Wall Street, New York, NY 10005-2858, USA;
- Deutsche Asset Management Investmentgesellschaft mbH, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Germany;
- Deutsche Asset Management (Japan) Limited, Nagata-cho, Chiyoda-ku, Sanno Park Tower 2-11-1, Tokyo, Japan;
- DWS Investment GmbH, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Germany;
- DWS Investments (Spain) S.G.I.I.C., S.A., Paseo de la Castellana 18, 28046 Madrid, Spain;
- Deutsche Bank AG, Singapore Branch, DBS Building Tower Two, 6 Shenton Way 15-08, Singapore 068809;
- Deutsche Bank International Limited—Global Custody, Jersey, St. Paul’s Gate, New Street, GBJ-St. Helier, JE4 8ZB, Jersey, UK;
- Deutsche Vermögensbildungsgesellschaft mit beschränkter Haftung, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Germany;
- WS Investments Italy SGR S.p.A., Via M. Gioia n.8, 20124 Milano, Italy;
- DWS Investments Schweiz, Uraniastrasse 9, 8023 Zurich, Switzerland.
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