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Stockholding Notification of Deutsche Bank
In compliance with the Swiss Federal Act on Stock Exchanges and Securities Trading and the associated ordinances and their modifications effective from December 1, 2007, Deutsche Bank AG notified Sulzer Ltd about their changed holding.
Facts triggering the obligation to notify: Purchase positions below the notification threshold of 3%.

On March 5, 2008, Deutsche Bank notified Sulzer of the following holding as at February 28, 2008:

Purchase Postitions

Equity Securities

 

 

Voting Rights

 

Number Shares

 

Number

Percentage

Shares

133 031

 

133 031

3.657%

 

Derivates

 

 

Voting Rights
Conferred

 

Number Rights

 

Number

Percentage

Conversion and share acquisition rights

4 712 221

 

14 342

0.394%

 

Share sales rights

40

 

400

0.011%

Cumulative derivates

 

 

14 742

0.405%

 

Cumulative Shares and purchase positions

 

 

147 773

4.062%

 
Sale Positions

Derivates

 

 

Voting Rights
Conferred

 

Number Rights

 

Number

Percentage

 

Sale positions

17 920

 

47 800

1.314%

Granted conversions and share acquisition rights

111 081 057

 

298 978

8.218%

Cumulative derivates

 

 

346 778

9.532%


Details Conversion and Share Acquisition Rights (Purchase Positions) 

Conversion and Share
Acquisition Rights

 

 

Voting Rights
Conferred

Security ID Number or basic terms

Number rights

Exercise period

Number

Percentage

ESUM 08-03 1240.00 OC

100

31.03.2008

1 000

0.027%

ESUM 08-03 1800.00 OC

16

31.03.2008

160

0.004%

ESUM 08-04 1240.00 OC

150

30.04.2008

1 500

0.041%

ESUM 08-12 1360.00 OC

33

31.12.2008

330

0.009%

ESUM 08-12 1600.00 OC

5

31.12.2008

50

0.001%

SUZF 08-03

17

31.03.2008

170

0.005%

CH0037302350

200 000

 

401

0.011%

CH0037049340

100 000

 

201

0.006%

CH0036782891

100 000

 

201

0.006%

CH0034366143

100 000

 

201

0.005%

CH0028816038

3 400 000

 

8 502

0.234%

CH0026424348

651 000

 

1 303

0.036%

CH0028003645

160 900

 

323

0.009%

Cumulative

4 712 221

 

14 342

0.394%


Details Share Sales Rights (Purchase Positions) 

Share Sales Rights

 

 

Voting Rights
Conferred

Security ID Number or basic terms

Number rights

Exercise period

Number

Percentage

ESUM 08-03 1400.00 OP

40

31.12.2007

400

0.011%

Cumulative

40

 

400

0.011%


Details Sale Positions (Sale Positions) 

Sale Positions

 

 

Voting Rights
Conferred

Security ID Number or basic terms

Number rights

Exercise period

Number

Percentage

ESUM 08-03 1480.00 OP

295

31.03.2008

2 950

0.081%

ESUM 08-03 1520.00 OP

200

31.03.2008

2 000

0.055%

ESUM 08-03 1720.00 OP

100

31.03.2008

1 000

0.027%

ESUM 08-06 1400.00 OP

100

30.06.2008

1 000

0.027%

ESUM 08-06 1560.00 OP

220

30.06.2008

2 200

0.060%

ESUM 08-06 1720.00 OP

100

30.06.2008

1 000

0.027%

ESUM 08-09 1800.00 OP

700

30.09.2008

7 000

0.192%

ESUM 08-12 1120.00 OP

500

31.12.2008

5 000

0.137%

ESUM 08-12 1280.00 OP

200

31.12.2008

2 000

0.055%

ESUM 08-12 1400.00 OP

200

31.12.2008

2 000

0.055%

ESUM 08-12 1440.00 OP

5

31.12.2008

50

0.001%

ESUM 08-12 1840.00 OP

200

31.12.2008

2 000

0.055%

ESUM 08-12 1920.00 OP

500

31.12.2008