Facts triggering the obligation to notify: Falling below the notification threshold of 10% for sale positions.
On January 4, 2008, Deutsche Bank notified Sulzer of the following holding as at December 21, 2007:
Purchase Positions
|
Equity Securities |
|
|
Voting Rights |
|
|
Number Shares |
|
Number |
Percentage |
|
Shares |
173 868 |
|
173 868 |
4.779% |
|
Derivatives |
|
|
Voting Rights Conferred |
|
|
Number rights |
|
Number |
Percentage |
|
Conversion and share acquisition rights |
4 812 818 |
|
619 308 |
17.023% |
|
Share sales rights |
600 015 |
|
600 150 |
16.497% |
|
Cumulative derivatives |
|
|
1 219 458 |
33.520% |
|
Cumulative shares and purchase positions |
|
|
1 393 326 |
38.299% |
Sale Positions
|
Derivatives |
|
|
Voting Rights Conferred |
|
|
Number rights |
|
Number |
Percentage |
|
Sale Positions |
13 362 |
|
47 220 |
1.298% |
|
Granted conversion and share acquisition rights |
76 025 414 |
|
313 977 |
8.630% |
|
Cumulative derivatives |
|
|
361 197 |
9.928% |
Details Conversion and Share Acquisition Rights (Purchase Positions)
|
Conversion and Share Acquisition Rights |
|
|
Voting Rights Conferred |
|
Security ID number or basic terms |
Number rights |
Exercise period |
Number |
Percentage |
|
ESUM 07-12 1580.00 OC |
80 |
31.12.2007 |
800 |
0.022% |
|
ESUM 07-12 1680.00 OC |
500 |
31.12.2007 |
5 000 |
0.137% |
|
ESUM 07-12 1800.00 OC |
280 |
31.12.2007 |
2 800 |
0.077% |
|
ESUM 07-12 1920.00 OC |
25 |
31.12.2007 |
250 |
0.007% |
|
ESUM 08-03 1800.00 OC |
16 |
31.03.2008 |
160 |
0.004% |
|
|
|
|
|
|
|
|
150 000 |
|
150 000 |
4.123% |
|
|
150 000 |
|
150 000 |
4.123% |
|
|
150 000 |
|
150 000 |
4.123% |
|
|
150 000 |
|
150 000 |
4.123% |
|
SUZF 08-03 |
17 |
31.03.2008 |
170 |
0.005% |
|
|
|
|
|
|
|
ISIN |
|
|
|
|
|
CH0028816038 |
3 400 000 |
|
8 502 |
0.234% |
|
CH0026424348 |
651 000 |
|
1 303 |
0.036% |
|
CH0028003645 |
160 900 |
|
323 |
0.009% |
|
Cumulative |
4 812 818 |
|
619 308 |
17.023% |
Details Share Sales Rights (Purchase Positions)
|