Deutsche Bank notified Sulzer on August 21, 2007, of the following holding as at August 15, 2007:
| |
Amount
shares/rights |
|
Amount
voting rights |
Percentage
voting rights |
| Shares |
|
|
Voting rights |
|
135 925 |
|
135 925 |
3.736% |
|
|
|
|
| Derivatives with actual delivery1 |
|
|
Voting rights conferred |
| Call options |
38 195 471 |
|
757 408 |
20.819% |
Derivatives without actual delivery2 |
|
|
Voting rights which would be conferred3 |
| Call options |
20 000 |
|
52 |
0.001% |
| Short put options |
600 000 |
|
600 000 |
16.492% |
Cumulative |
|
|
41.049% |
Remarks:
1 Conversion, share acquisition, and share sales rights, which provide for or allow actual delivery
2 Conversion, share acquisition, and share sales rights, which do not allow actual delivery
3 Voting rights which would be conferred in case of actual delivery
The following companies are reported to form a group together with Deutsche Bank AG Frankfurt, Taunusanlage 12, 60325 Frankfurt am Main, Germany:
· Deutsche Bank AG, London Branch, Winchester House, 1 Great Winchester Street, EC2N 2DB London, UK;
· Deutsche Bank AG, Zweigniederlassung Zürich, Uraniastrasse 9, 8023 Zurich, Switzerland;
· Deutsche Bank Trust Company Americas, 60 Wall Street, New York, NY 10005-2858, USA;
· Deutsche Asset Management Investmentgesellschaft mbH, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Germany;
· Deutsche Asset Management (Japan) Limited, Nagata-cho, Chiyoda-ku, Sanno Park Tower 2-11-1, Tokyo, Japan;
· DWS Investment GmbH, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Germany;
· DWS Investments (Spain) S.G.I.I.C., S.A., Paseo de la Castellana 18, 28046 Madrid, Spain;
· Deutsche Bank AG, Singapore Branch, DBS Building Tower Two, 6 Shenton Way 15-08, Singapore 068809;
· Deutsche Bank International Limited—Global Custody, Jersey, St. Paul’s Gate, New Street, GBJ-St. Helier, JE4 8ZB, Jersey,
UK;
· Deutsche Vermögensbildungsgesellschaft mit beschränkter Haftung, Mainzer Landstr. 178–190, 60327 Frankfurt am Main,
Germany;
· DWS Investments Schweiz, Uraniastrasse 9, 8023 Zurich, Switzerland;
· Tilney Group Limited, Royal Liver Building, Pier Head, Liverpool L3 1NY, UK,
and newly
· Deutsche Bank Securities Inc., 60 Wall Street, New York, NY 10005-2858, USA.
|