Deutsche Bank notified Sulzer on August 3, 2007, of the following holding as at July 30, 2007:
| |
Amount
shares/rights |
|
Amount
voting rights |
Percentage
voting rights |
|
|
|
Voting rights |
| Shares |
136 966 |
|
136 966 |
3.765% |
| Derivatives with actual delivery1 |
|
|
Voting rights conferred |
| Call options |
34 309 851 |
|
750 209 |
20.621% |
Derivatives without actual delivery2 |
|
|
Voting rights which would be conferred3 |
| Call options |
20 000 |
|
52 |
0.001% |
| Short put options |
600 000 |
|
600 000 |
16.492% |
Total |
|
|
40.880% |
Remarks:
1 Conversion, share acquisition, and share sales rights, which provide for or allow actual delivery
2 Conversion, share acquisition, and share sales rights, which do not allow actual delivery
3 Voting rights which would be conferred in case of actual delivery
The following companies are reported to form a group together with Deutsche Bank AG Frankfurt, Taunusanlage 12, 60325 Frankfurt am Main, Germany:
- Deutsche Bank AG, London Branch, Winchester House, 1 Great Winchester Street, EC2N 2DB London, UK;
- Deutsche Bank AG, Zweigniederlassung Zürich, Uraniastrasse 9, 8023 Zurich, Switzerland;
- Deutsche Bank Trust Company Americas, 60 Wall Street, New York, NY 10005-2858, USA;
- Deutsche Asset Management Investmentgesellschaft mbH, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Germany;
- Deutsche Asset Management (Japan) Limited, Nagata-cho, Chiyoda-ku, Sanno Park Tower 2-11-1, Tokyo, Japan;
- DWS Investment GmbH, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Germany;
- DWS Investments (Spain) S.G.I.I.C., S.A., Paseo de la Castellana 18, 28046 Madrid, Spain;
- Deutsche Bank AG, Singapore Branch, DBS Building Tower Two, 6 Shenton Way 15-08, Singapore 068809;
- Deutsche Bank International Limited—Global Custody, Jersey, St. Paul’s Gate, New Street, GBJ-St. Helier, JE4 8ZB, Jersey, UK;
- Deutsche Vermögensbildungsgesellschaft mit beschränkter Haftung, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Germany;
- DWS Investments Schweiz, Uraniastrasse 9, 8023 Zurich, Switzerland;
- Tilney Group Limited, Royal Liver Building, Pier Head, Liverpool L3 1NY, UK.
|