Modified Group for Deutsche Bank’s Stockholding (12/09/2007, News Release)
Notification of stockholding interest
In compliance with the federal law on stock exchanges and stock brokerage (Bundesgesetz über die Börsen und den Effektenhandel), Deutsche Bank notified Sulzer about the new composition of the relevant group.
On September 11, 2007, Deutsche Bank notified Sulzer of the following holding as at September 5, 2007:
| |
Amount
shares/rights |
|
Amount
voting rights |
Percentage
voting rights |
Shares |
|
|
Voting rights |
|
112 363 |
|
112 363 |
3.089% |
| Derivatives with actual delivery1 |
|
|
Voting rights conferred |
| Call options |
38 195 471 |
|
757 408 |
20.819% |
Derivatives without actual delivery2 |
|
|
Voting rights which would be conferred3 |
| Call options |
20 000 |
|
52 |
0.001% |
| Short put options |
600 000 |
|
600 000 |
16.492% |
Cumulative |
|
|
40.402% | Remarks:
1 Conversion, share acquisition, and share sales rights, which provide for or allow actual delivery
2 Conversion, share acquisition, and share sales rights, which do not allow actual delivery
3 Voting rights which would be conferred in case of actual delivery
The following companies are reported to form a group together with Deutsche Bank AG Frankfurt, Taunusanlage 12, 60325 Frankfurt am Main, Germany:
- Deutsche Bank AG, London Branch, Winchester House, 1 Great Winchester Street, EC2N 2DB London, UK;
- Deutsche Bank AG, Zweigniederlassung Zürich, Uraniastrasse 9, 8023 Zurich, Switzerland;
- Deutsche Bank Trust Company Americas, 60 Wall Street, New York, NY 10005-2858, USA;
- Deutsche Asset Management Investmentgesellschaft mbH, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Germany;
- Deutsche Asset Management (Japan) Limited, Nagata-cho, Chiyoda-ku, Sanno Park Tower 2-11-1, Tokyo, Japan;
- DWS Investment GmbH, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Germany;
- DWS Investments (Spain) S.G.I.I.C., S.A., Paseo de la Castellana 18, 28046 Madrid, Spain;
- Deutsche Bank AG, Singapore Branch, DBS Building Tower Two, 6 Shenton Way 15-08, Singapore 068809;
- Deutsche Bank International Limited—Global Custody, Jersey, St. Paul’s Gate, New Street, GBJ-St. Helier, JE4 8ZB, Jersey, UK;
- Deutsche Vermögensbildungsgesellschaft mit beschränkter Haftung, Mainzer Landstr. 178–190, 60327 Frankfurt am Main, Germany;
- DWS Investments Schweiz, Uraniastrasse 9, 8023 Zurich, Switzerland;
- Tilney Group Limited, Royal Liver Building, Pier Head, Liverpool L3 1NY, UK,
- Deutsche Bank Securities Inc., 60 Wall Street, New York, NY 10005-2858, USA
and newly
- Deutsche Bank National Trust Company, 60 Wall Street, New York, NY 10005-2858, USA.
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